2024
Entrant
Category
Client's Name
Country / Region
I lead the analytics mission and represent the compliance department in developing the firm-wide data analytics operating model at a global Investment Management firm.
By leveraging machine learning (ML) And Artificial Intelligence (AI), I build analytical solutions to strengthen our monitoring programs and support compliance efforts in risk mitigation. My role involves designing end-to-end solutions in various focus areas including trading compliance, personal conduct, market abuse surveillance, anti-money laundering, best execution, portfolio management and distribution compliance to enhance monitoring capabilities, safeguarding the firm against legal, regulatory and reputational risks. I collaborate with cross-functional teams to drive innovation and ensure regulatory compliance, keeping the firm at the forefront of the industry standards.
Entrant
New Taipei City Government, CN FLOWER INTERNATIONAL CO., LTD.
Category
Innovation in Campaign - Brand Strategy Campaign
Country / Region
Taiwan
Entrant
DAS Technology
Category
Innovation in Technology - Software
Country / Region
United States
Entrant
Chargeback Gurus
Category
Innovation in Technology - Financial Technology (FinTech)
Country / Region
United States