2024

Innovative Asset Management Compliance Solutions

Entrant

Sai Kalyana Pranitha Buddiga

Category

Innovation in Technology - Financial Technology (FinTech)

Client's Name

MFS Investment Management

Country / Region

United States

I lead the analytics mission and represent the compliance department in developing the firm-wide data analytics operating model at a global Investment Management firm.
By leveraging machine learning (ML) And Artificial Intelligence (AI), I build analytical solutions to strengthen our monitoring programs and support compliance efforts in risk mitigation. My role involves designing end-to-end solutions in various focus areas including trading compliance, personal conduct, market abuse surveillance, anti-money laundering, best execution, portfolio management and distribution compliance to enhance monitoring capabilities, safeguarding the firm against legal, regulatory and reputational risks. I collaborate with cross-functional teams to drive innovation and ensure regulatory compliance, keeping the firm at the forefront of the industry standards.

 
2024
WanJin Azalea

Entrant

New Taipei City Government, CN FLOWER INTERNATIONAL CO., LTD.

Category

Innovation in Campaign - Brand Strategy Campaign

Country / Region

Taiwan

 
2024
Consumer Data & Experience Platform (CDXP)

Entrant

DAS Technology

Category

Innovation in Technology - Software

Country / Region

United States

 
2024
FPRONE

Entrant

Chargeback Gurus

Category

Innovation in Technology - Financial Technology (FinTech)

Country / Region

United States

 
2024
SafeGenAI

Entrant

Dr. Madan Mohan Tito Ayyalasomayajula

Category

Innovation in Technology - Artificial Intelligence (AI)

Country / Region

United States